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Job Description
Responsibilities:
- Ensure adherence to all regulatory requirements and industry standards within the fund management department of ChainUP, a leading fintech company.
- Develop, implement, and maintain compliance/AML policies and procedures specific to fund management activities, ensuring alignment with regulatory requirements in Singapore, BVI, Hong Kong, and Dubai.
- Manage and oversee AML/KYC procedures, ensuring compliance with regulatory guidelines and Group requirements.
- Facilitate the application process for VASP licenses and ensure compliance with licensing requirements.
- Monitor regulatory developments in Singapore, BVI, Hong Kong, and Dubai to assess their impact on fund management operations and compliance obligations, ensuring timely updates to policies and procedures as needed.
- Collaborate with investment teams and other stakeholders to provide compliance guidance and support, including training on relevant regulations and compliance best practices specific to each jurisdiction.
- Oversee the compliance monitoring program, including the review of investment guidelines, trading restrictions, and other compliance-related reports in accordance with regulatory requirements in Singapore, BVI, Hong Kong, and Dubai.
- Conduct due diligence reviews of third-party service providers, including fund administrators, custodians, and investment advisors, to ensure compliance with contractual and regulatory requirements in relevant jurisdictions.
- Serve as a subject matter expert on compliance matters during regulatory examinations, audits, and client due diligence meetings, providing guidance on AML and compliance regulatory requirements in Singapore, BVI, Hong Kong, and Dubai.
- Stay updated on regulatory developments and industry trends relevant to fund management and fintech operations.
Qualifications:
- Bachelor's degree in Law, Finance, or related field.
- Minimum of 3 years of experience in fund management, with a strong emphasis on compliance.
- Experience in a software company or fintech environment is highly desirable.
- Strong understanding of AML/KYC regulations and compliance requirements.
- Familiarity with the application process for VASP licenses.
- Excellent communication and interpersonal skills.
- Ability to work independently and as part of a team in a fast-paced environment.
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